Official summary of holdings of officers, directors, and principal stockholders

as reported to the Commission on forms 4, 5, and 6, pursuant to section 16 of the Securities exchange act of 1934, as of December 31, 1935.
  • 194 Pages
  • 4.93 MB
  • 3547 Downloads
  • English
by
U.S. Govt. Print. Off. , Washington
Securities -- United States., Corporations -- United States -- Finance., Capitalists and financiers -- United St
The Physical Object
Paginationiii, 194 p.
ID Numbers
Open LibraryOL22921791M

Get this from a library. Official summary of holdings of officers, directors, and principal stockholders as reported to the Commission on Forms 4, 5, and 6, pursuant to Section 16 of the Securities Exchange Act and principal stockholders book as of Decem [United States.

Securities and Exchange Commission.]. Olsavsky joined in April As CFO ofhe oversees the company's overall financial activities, including controllership, tax, treasury, analysis, investor relations, internal audit and financial operations.

Prior to becoming Senior Vice President and CFO in Junehe served as Vice President, Finance and CFO for.

Download Official summary of holdings of officers, directors, and principal stockholders FB2

AUTHOR: Board of Governors of the Federal Reserve System (U.S.), ALTERNATE TITLES: Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of Investments of Officers, Directors, and Principal Stockholders of Domestic Stock Insurance Companies.

The regulation provides forms that individuals use to report investments, if required to do so pursuant to M.G.L. §I. The information is now submitted in filings required by M.G.L.§§D.

Group elected by the stockholders to set policy for a corporation and to appoint its officers. book value of a stock Elected by a corporation's board of directors, usually the most powerful person in the corporation. common stock The most basic form of capital stock. The common stockholders own a corporation.

contributed capital Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the respect to initial holdings (reported on Form F-7), purchases and sales Reports included in this summary were filed with the Board of Governors of the.

Shareholders, Directors, and Officers. Shareholders are the individuals or groups that invest in the corporations. Each portion of ownership of a corporation is known as a share of stock. An individual may own one share of stock or several shares.

Shareholders have certain rights when it comes to the corporation. Principal stockholder A stockholder who owns 10% or more of the voting stock of a company. Such stockholders must report all trading in the stock to the SEC pursuant insider trading rules. Principal Stockholder A person or company that owns more than 10% of the voting stock in a publicly-traded company.

All principal stockholders must announce. directors   Section 16 is a section of the Securities Exchange Act of that describes the regulatory filing responsibilities of directors, officers, and principal stockholders. : Will Kenton. Report on Official summary of holdings of officers of Executive Officers and Principal Shareholders and their Related Interests to Correspondent Banks (Form FFIEC ) A.

For the Calendar Year Ending Decem To be submitted to your bank’s board of directors by January Name of Executive Officer Name of Bank to which Report is Submitted or Principal Shareholder B File Size: 18KB.

The principal duty of a member who is a shareholder is to pay the company the amount, if any, which remains outstanding in respect of the price agreed for the share in the original allotment.

This sum becomes payable by the shareholder when a call is made upon him by the company, orFile Size: KB. Part III of this memorandum discusses obligations imposed on officers, directors, and principal stockholders, including: (1) Section 16 issues (2) Schedule 13G and 13D filings by 5% stockholders, (3) sales of “restricted” and “control” securities under Ruleand (4) prohibitions against trading on inside information.

Description Official summary of holdings of officers, directors, and principal stockholders FB2

SECURITIES EXCHANGE ACT OF [A S A MENDED THROUGH P.L.APPROVED A UG ]. SEC. DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS. (a) DISCLOSURES REQUIRED.— (1) DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS REQUIRED TO FILE.—Every person who is directly or.

Statutes are written with some general assumptions in mind. One of those is that the shareholders are the owners of the corporation. As such, they elect the board of directors.

The directors technically “manage” the corporation, which is to say that they make the business decisions. One of those decisions is to hire and fire officers who are charged with carrying out.

(1) Directors, officers, and principal stockholders required to file Every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security (other than an exempted security) which is registered pursuant to section 78l of this title, or who is a director or an officer of the issuer of such.

DOSRI - Directors, Officers, Stockholders, and Related Interests. Looking for abbreviations of DOSRI. It is Directors, Officers, Stockholders, and Related Interests.

Directors, Officers and Controlling Shareholders. Description. Key Words and Phrases a principle of corporate law protecting directors and officers from liability for informed business decisions made in good faith and with due care, even though the decisions turned out to have been mistakes.

the threat that stockholders might tender. The board of directors controls the corporation by selecting the chief agents, such as president, VP, treasure, and other officers, who perform managerial functions.

The board of directors is also the policy-making body. The chief executives appoint subagents for administrative functions.

Directors and officers manage the corporation. SEC FINALIZES RULES ON OWNERSHIP REPORTS AND TRADING BY OFFICERS, DIRECTORS AND PRINCIPAL SECURITY HOLDERS Summary On Augthe Securities and Exchange Commission adopted rule and form amendments regarding the accelerated filing of ownership reports by officers, directors and principal security holders.

WESTBOROUGH, Mass., Sept.

Details Official summary of holdings of officers, directors, and principal stockholders PDF

26, /PRNewswire/ -- BJ's Wholesale Club Holdings, Inc. ("BJ's" or the "Company") (NYSE: BJ) announced today the pricing of an underwritten public offering of 28, shares of its common stock by certain selling stockholders at a public offering price of $ per share.

Such selling stockholders also granted the underwriters a. Section 16(a) - Directors, officers, and principal stockholders required to file (a) Disclosures required (1) Directors, officers, and principal stockholders required to file Every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security (other than an exempted security) which is registered pursuant to Section 16(l) of the.

The following Corporate Governance Guidelines (the “Guidelines”) have been adopted by the Board of Directors (the “Board”) of Rafael Holdings, Inc.

(the “Company”).These Guidelines reflect the commitment of the Board to monitor the effectiveness of policy and decision-making, both at the Board and senior management levels, and to enhance stockholder value over the long term. SUMMARY: The Commission today is issuing supplemental information regarding the filing of ownership reports by officers, directors and principal security holders under Section 16 of the Securities Exchange Act of The release addresses the amendments to Section 16(a) enacted by the Sarbanes-Oxley Act of and related final rules that.

Board of Directors The Articles of Incorporation and Bylaws vest the management and control of the Company’s business affairs with the Board. The members of the duly elected Board, along with their place of residence, year elected/appointed, and principal occupation, at Decemwere as follows: Name and Residence YearFile Size: 5MB.

A board of directors is a group of people who jointly supervise the activities of an organization, which can be either a for-profit business, nonprofit organization, or a government a board's powers, duties, and responsibilities are determined by government regulations (including the jurisdiction's corporations law) and the organization's own constitution and bylaws.

Also known as company officers, directors are appointed to a business at the shareholders’ discretion and are tasked with handling the nuts and bolts of running the company on an everyday basis. What does a director do in a business.

In exchange for a salary and dividend payments, directors are legally required to serve the best interests of. WESTBOROUGH, Mass., Sept. 24, /PRNewswire/ -- BJ's Wholesale Club Holdings, Inc. ("BJ's" or the "Company") (NYSE: BJ) announced today the commencement of an underwritten public offering of 28, shares of its common stock by certain selling stockholders.

Such selling stockholders also intend to grant the underwriters a day option to purchase up to an. Stockholders' Equity (Practice Quiz) For multiple-choice and true/false questions, simply press or click on what you think is the correct answer.

For fill-in-the-blank questions press or click on the blank space provided. If you have difficulty answering the following questions, learn more about this topic by reading our Stockholders' Equity.

The ownership of a corporation consists of the C. STOCKHOLDERS. Stockholders are individuals who invested in the corporation and whose ownership is proven by the stock certificate issued by the corporation.

In the stock certificate, it states the amount of stocks the individual bought and the corresponding value of the stocks bought.

Consolidated Statements of Stockholders’ Equity for the Years Ended Decem and Summary of Significant Accounting Policies (a) Basis of Presentation An investment in a debt or equity security is other-than-temporarily impaired if its fair value falls below its book value and the decline is.

Reports to the Board and Shareholders. An essential element in the implicit agreement between a company and an investor is that the investor will receive regular, meaningful information on how the company they invested in is progressing.The Board of Directors.

Although the corporation is obligated to its shareholders, this can become murky legal territory. Corporations are defined as legal persons, and upper management is primarily obligated to act in the corporation’s best interest as it is defined in its charter.Chapter 40 – Corporate Directors and Officers and Shareholders Roles of Directors and Officers 1.

Board of directors is ultimate authority in every corporation a. Responsibility for all policymaking decisions necessary to management of all corporate affairs b. Act as a body in carrying out routine corporate business i. Selects and removes corporate officers ii.